| Client
Description |
Transaction
Description |
Size |
| Top 5 U.S. Banks Trust Department |
Provided fairness opinion for
trustee in block transaction for Micro Cap Company traded on the Toronto Stock Exchange |
$ 8.5 MM |
| Board of Directors, Venture backed private
company |
Fairness opinion provided in
connection with the sale of the company |
$ 25 MM |
| ESOP Trustees, NYSE Manufacturing Company |
Fairness opinion rendered in
connection with ESOPs purchase of treasury stock |
$112 MM |
| Board of Directors, NASDAQ health care company |
Fairness opinion rendered in
connection with tax-free spin-off transaction |
$ 100 MM |
| Board of Directors of privately held company |
Fairness opinion provided in
connection with the sale of the company |
$ 20 MM |
<
| Board of Directors, NASDAQ medical technology
company |
Fairness opinions provided in
connection with two acquisitions |
$ 149 MM combined value |
| ESOP trustees, $2 billion privately held company |
Fairness opinion rendered in connection with purchase of
shares from family trust |
$ 300 MM |
| ESOP trustees, $2 billion privately held company |
Fairness opinion rendered in connection with purchase of
shares from family trust |
$ 300 MM |
| Board of Directors of prominent privately held
manufacturing company |
Fairness opinion provided in connection with redemption of
ESOP shares |
$ 125 MM |
| Board of Directors of real estate development and
property management company |
Fairness opinion rendered in connection with the merger of the
company with a newly formed entity |
$ 22 MM |
| Privately held barge and shipping company |
Fairness opinion provided in connection with a tender offer
for minority interest blocks |
N/A |
| Directors of an internet consulting firm |
Fairness opinion rendered in connection with merger,
contribution/dissolution and capital investment transactions in a partnership roll-up |
N/A |
| Directors of a privately held manufacturer and
distributor of consumer goods |
Fairness opinion rendered in connection with a reverse stock
split and purchase of fractional shares |
$ 13 MM |
| Board of Directors of a privately held
manufacturing company |
Fairness opinion rendered in connection with exchange of
shares held by retirement plan |
$ 11 MM |
| Board of Directors of a publishing group |
Fairness opinion provided in connection with a tender offer
for minority interest in a subsidiary |
$ 20 MM |
| Board of Directors of a privately held company |
Fairness opinion rendered in connection with sale to a public
company for purposes of SEC filing |
$ 30 MM |
| ESOP trustee of privately held engineering
consulting group |
Fairness opinion rendered in connection with the sale of a
controlling interest held in part by an ESOP |
$ 5 MM |
| Board of Directors of an investment holding
company |
Fairness opinion rendered in connection with a tender offer
for minority interest blocks |
$ 6 MM |
| Owners of a privately held corporation owning a
chain of restaurants |
Fairness opinion given in connection with a tender offer for
minority interest blocks |
$ 135 MM |
| Board of Directors of a privately held textile
company |
Fairness opinion rendered in connection with the issuance and
sale of a new class of preferred stock to present stockholders |
N/A |
| Owners of a privately held manufacturer of safety
control equipment |
Fairness opinion rendered in connection with an evaluation of
purchase offer |
$ 15 MM |